Attune Solutions (Pty) Ltd is excited to announce that we have extended our service offering to include compliance monitoring for category I, II and IIA financial service providers under the Financial Advisory and Intermediary Services Act, 2002 (“FAIS”). We have external compliance officers who are approved by the Financial Sector Conduct Authority (‘FSCA”).

Our FAIS compliance services include:

  1. Regulatory monitoring.                                                                                                                        Attune safeguards your business and improves stakeholder relations by providing professional guidance and expert advice on regulatory developments in the financial services industry.
  2. FAIS licence applications.                                                                                                                  Attune can assist with you in your FAIS licence applications with the FSCA.
  3. Reporting.                                                                                                                                              Attune provides quality compliance reporting for your organisation through regular updates, feedback reports and completion of statutory returns.
  4. Compliance Monitoring.                                                                                                                     Attune provides a proactive approach to compliance monitoring by continually gathering information to identify risk and measuring adherence to best practice benchmarks. We have particular experience in working with small financial service providers.

This development is aligned with our long-term plan to provide a comprehensive service offering to financial service providers. Please contact us at info@attunesolutions.co.za should you wish to know more about our FAIS compliance services.